Member Since
12/06/2006
Member Through
12/06/2020
Tennessee Department of Commerce & Insurance Securities Division
Consumer Financial Protection Bureau
Federal Trade Commission
Securities and Exchange Commission (SEC)
Financial Industry Regulatory Authority (FINRA)
{
"__env": {},
"app": {
"contextual": []
},
"joinUrl": "https:\/\/enroll.gallagher-affinity.com\/join-today?product=70634AE2-B10B-EA11-9105-D06726BAEF5A",
"errors": {},
"obLevel": 1,
"memberId": "3b9f8df7-6543-4db9-ab1b-14e39b5ff4fb",
"firstName": "Larry",
"profilePictureSrc": "https:\/\/www.ethics.net\/members\/3b9f8df7-6543-4db9-ab1b-14e39b5ff4fb\/image",
"name": "Larry Roby",
"hasBgCheck": false,
"bgCheckExpires": null,
"memberSinceDate": "12\/06\/2006",
"memberThroughDate": "12\/06\/2020",
"address": "530 Brandies Circle Ste. C Murfreesboro TN 37128",
"website": "http:\/\/www.sfabridge.com",
"phoneNumber": "6152167831",
"customContent": null,
"canEdit": false,
"industrySelect": [
{
"id": "19b93bed-391d-43c7-8a1c-39a1d7c043d7",
"category": "Insurance & Financial",
"name": "Accountant\/Accounting Services"
},
{
"id": "736beefe-e382-42e4-8824-101d159701d6",
"category": "Education Services",
"name": "Administrative Services"
},
{
"id": "d8067ff9-d22d-4d40-b6fa-4cd10cd9fe7c",
"category": "Travel",
"name": "Agent"
},
{
"id": "e2073b7c-33e7-4f0d-8e26-35462bc1334c",
"category": "Security and Investigative Services",
"name": "Alarm Systems"
},
{
"id": "abd2859d-9a7a-476d-b1c7-3b97a20cda56",
"category": "Healthcare",
"name": "Alternative Medicine"
},
{
"id": "4772326a-bb2a-4e33-9e61-64fe43d22d72",
"category": "Construction",
"name": "Architecture"
},
{
"id": "6e73d289-9f06-4e6c-9e16-1c77956a4566",
"category": "Legal Services",
"name": "Attorney"
},
{
"id": "7a9f9e29-1e18-4477-be0f-e3a90062a26a",
"category": "Legal Services",
"name": "Bail Bondsman"
},
{
"id": "45004b13-cda3-4c70-a33e-9951e3b70f43",
"category": "Insurance & Financial",
"name": "Banking"
},
{
"id": "87f14a80-b274-43a3-b785-2afbe39ee3a0",
"category": "Professional Services",
"name": "Carpet Care"
},
{
"id": "c326cb7a-7110-465a-901f-b0667e56e765",
"category": "Insurance & Financial",
"name": "Certified Financial Planner"
},
{
"id": "cc0f71da-b47b-43bc-9aa2-32abed66b2e9",
"category": "Professional Services",
"name": "Child Care"
},
{
"id": "0f7fa2e6-af47-461f-9cc5-775a9c90f8d0",
"category": "Professional Services",
"name": "Consulting\/Management"
},
{
"id": "0a7c6922-cd73-47bf-b4d8-61a0aa7f14bd",
"category": "Construction",
"name": "Contractor"
},
{
"id": "6ac71fcd-9924-4831-9030-1e9b553aa18f",
"category": "Insurance & Financial",
"name": "Debt Relief and Settlement Services"
},
{
"id": "d4c80f4d-140a-ea11-9115-d06726c7f1d0",
"category": "Default",
"name": "Default Regulators"
},
{
"id": "530a9008-9165-4edf-a237-1f8128744524",
"category": "Healthcare",
"name": "Dental"
},
{
"id": "815cba93-f6d3-46b9-82e0-1f6afcfc61a0",
"category": "Construction",
"name": "Design"
},
{
"id": "a219fd63-2695-47c7-b2bb-5850940b7cc9",
"category": "Computer \/ Internet",
"name": "E-commerce"
},
{
"id": "9b8ef575-12d3-41f5-bf1c-74323b928a5c",
"category": "Education Services",
"name": "Education"
},
{
"id": "7ce60b98-01d9-4de0-b0f9-9ca751205944",
"category": "Construction",
"name": "Engineering"
},
{
"id": "584478e0-cc2d-4e70-a0fe-316f6a01fce0",
"category": "Food and Hospitality",
"name": "Entertainment"
},
{
"id": "9d9764ef-89b8-4884-bc8c-745f4de4513a",
"category": "Food and Hospitality",
"name": "Event Planning"
},
{
"id": "814edd4d-a56a-45c0-9b3e-427ab44e386e",
"category": "Insurance & Financial",
"name": "Financial Advisor"
},
{
"id": "755bb54d-3c81-4e77-814a-a84f6d6a0e3a",
"category": "Insurance & Financial",
"name": "Financial Services"
},
{
"id": "728b4cb8-3bc8-40ef-b467-0a7c9ee2e7cf",
"category": "Healthcare",
"name": "Fitness and Nutrition"
},
{
"id": "c1a1240f-bfe9-44fc-94f7-5fb289e23271",
"category": "Construction",
"name": "Home Inspector"
},
{
"id": "b2f93efd-a727-4ec6-86c5-9a23ad3cf201",
"category": "Food and Hospitality",
"name": "Hotel\/Motel"
},
{
"id": "ac9d5d26-f717-4075-91a9-5e97406e443b",
"category": "Professional Services",
"name": "House Cleaning"
},
{
"id": "d532f7fe-0507-43db-98d5-b089073a45f3",
"category": "Insurance & Financial",
"name": "Insurance Agent"
},
{
"id": "e5220631-0bfd-446b-869a-2f57d6b60c30",
"category": "Insurance & Financial",
"name": "Insurance Broker"
},
{
"id": "20fd2ca2-8409-4a61-9c06-6a487638cca8",
"category": "Insurance & Financial",
"name": "Insurance and Financial Services"
},
{
"id": "38729c53-01e8-4dc9-b900-4cb5e7c6dae9",
"category": "Insurance & Financial",
"name": "Investment Advisor"
},
{
"id": "dd4be488-3273-4ec3-ba46-9c3f9170a137",
"category": "Insurance & Financial",
"name": "Investment Advisor Representative"
},
{
"id": "5514965d-8630-48cf-ab06-3ffada244775",
"category": "Professional Services",
"name": "Janitorial Services"
},
{
"id": "8dad3ea5-0c87-4588-8737-c105a7f5aa40",
"category": "Professional Services",
"name": "Landscape Maintenance"
},
{
"id": "9de900cb-173d-4150-8c8d-5efe939c94f9",
"category": "Legal Services",
"name": "Legal"
},
{
"id": "0b050b02-95c8-49f9-b62f-d2b073691e10",
"category": "Security and Investigative Services",
"name": "Locksmith"
},
{
"id": "7b377f2e-567b-48e6-b1e8-a2ee80afb183",
"category": "Automotive",
"name": "Maintenance\/Repair"
},
{
"id": "aae7a48a-3312-4712-b521-bed210a2495c",
"category": "Goods and Services",
"name": "Manufacturing"
},
{
"id": "52d305be-db44-4233-86b1-3bfb87110bd8",
"category": "Computer \/ Internet",
"name": "Marketing\/Sales"
},
{
"id": "87115c92-b80f-4a36-a034-77b02f7b3e17",
"category": "Healthcare",
"name": "Medical"
},
{
"id": "51d69395-5d3f-4f86-8e48-d2ca161747cb",
"category": "Healthcare",
"name": "Mental Health"
},
{
"id": "3848b139-7c4c-462f-9287-6d5e0b216b1b",
"category": "Real Estate",
"name": "Mortgage Services"
},
{
"id": "903109fb-593b-40be-b05f-6dd4548b3f55",
"category": "Computer \/ Internet",
"name": "Networking\/IT\/IS"
},
{
"id": "e81b6724-0216-4410-8f1c-606468f08b57",
"category": "Legal Services",
"name": "Notary Public"
},
{
"id": "c8169694-9966-4702-a6b2-66f52694604e",
"category": "Healthcare",
"name": "Nursing"
},
{
"id": "efa40b4b-3886-4036-8ea0-011de6f67045",
"category": "Professional Services",
"name": "Organization"
},
{
"id": "2232ad52-356e-49a2-9ce2-c94ddfcfb281",
"category": "Other",
"name": "Other"
},
{
"id": "f8e7fef7-e493-452e-aa24-0afd93ae2634",
"category": "Legal Services",
"name": "Paralegal"
},
{
"id": "9b24dde1-7776-4db3-93e6-ecbcdc07db91",
"category": "Professional Services",
"name": "Pet Services"
},
{
"id": "674c6364-f549-4979-8246-644111658ae3",
"category": "Healthcare",
"name": "Plastic Surgery"
},
{
"id": "b5e58f1a-7c48-4469-b5e2-f46d6e2fe34c",
"category": "Professional Services",
"name": "Pool Maintenance"
},
{
"id": "29d811ac-a7e7-4342-a0ed-b84447a6a284",
"category": "Security and Investigative Services",
"name": "Private Investigator"
},
{
"id": "94974396-f3aa-4102-9fdc-8c2965f1ab80",
"category": "Security and Investigative Services",
"name": "Private Security"
},
{
"id": "c5bb7a3f-0190-4624-8d6f-4f577907b0f5",
"category": "Real Estate",
"name": "Real Estate Agent"
},
{
"id": "7e293ea4-56a7-4383-a858-29e294b3788f",
"category": "Real Estate",
"name": "Real Estate Broker"
},
{
"id": "d4d8a935-3e0f-4692-8191-2b556caf0aca",
"category": "Real Estate",
"name": "Realtor"
},
{
"id": "e8683edb-3239-4f0a-ac7e-58c57d396300",
"category": "Insurance & Financial",
"name": "Registered Investment Advisor"
},
{
"id": "9ba67630-27fa-4deb-a41c-c9d5a609415c",
"category": "Security and Investigative Services",
"name": "Repossession"
},
{
"id": "b7729e0a-d12b-41c1-8760-5feabab37ee6",
"category": "Food and Hospitality",
"name": "Restaurant"
},
{
"id": "6b0e94cf-6222-4951-af81-2231bfd23710",
"category": "Goods and Services",
"name": "Retail"
},
{
"id": "46f05307-4dd9-42f5-93f9-0d3d7e140e2f",
"category": "Automotive",
"name": "Sales"
},
{
"id": "0b2e4d3e-2814-4e4a-87db-fb0d519eeb8d",
"category": "Insurance & Financial",
"name": "Stock Broker"
},
{
"id": "cd651272-047c-449c-90a4-ff34864de61e",
"category": "Food and Hospitality",
"name": "Supplies"
},
{
"id": "36f179b7-e630-49e6-a1e1-1cd305942d39",
"category": "Education Services",
"name": "Teacher"
},
{
"id": "10dfc164-d71b-408a-870d-629c219ae14a",
"category": "Travel",
"name": "Transportation Services"
},
{
"id": "1a97f5d0-c6c7-4711-8e09-f05ea0373653",
"category": "Education Services",
"name": "Tutors"
},
{
"id": "9eab6c8b-a82b-4154-b591-b46cfd7fff51",
"category": "Healthcare",
"name": "Veterinary"
},
{
"id": "e0c7d37e-2153-41c3-b18d-bb753cbba295",
"category": "Computer \/ Internet",
"name": "Web Design\/Development"
},
{
"id": "f1faec3e-ce9d-4d12-982a-c957e4b0bad9",
"category": "Goods and Services",
"name": "Wholesale"
},
{
"id": "2c54355a-0a3c-45f7-b2a6-f195b183ba8c",
"category": "Professional Services",
"name": "Window Cleaners"
}
],
"demographics": {
"memberId": "3b9f8df7-6543-4db9-ab1b-14e39b5ff4fb",
"title": null,
"firstName": "Larry",
"middleInitial": "D.",
"lastName": "Roby",
"suffix": null,
"jobTitle": "",
"companyName": "Senior Financial Advisors, Inc.",
"industryPrimary": "Financial Services",
"industrySecondary": "Other",
"hasBgCheck": false,
"bgCheckExpires": null
},
"contactDetails": {
"address": {
"id": "a17d7f92-8b51-ea11-910c-d06726baef58",
"memberId": "3b9f8df7-6543-4db9-ab1b-14e39b5ff4fb",
"addressType": "Profile",
"index": 0,
"address1": "530 Brandies Circle Ste. C",
"address2": null,
"city": "Murfreesboro",
"state": "TN",
"postalCode": "37128",
"country": null,
"display": false,
"active": true,
"createdDate": "2020-02-17T07:44:09.857",
"modifiedDate": "2020-02-17T07:44:32.587",
"modifiedBy": "Scribe-CMS-CRM",
"isDirty": false
},
"homePhone": {
"key": "memberId"
},
"businessPhone": {
"key": "memberId"
},
"faxPhone": {
"key": "memberId"
},
"mobilePhone": {
"key": "memberId"
},
"phoneNumbers": [
{
"id": "1d0f5b99-af27-446d-8678-5fa6028c24a5",
"memberId": "3b9f8df7-6543-4db9-ab1b-14e39b5ff4fb",
"phoneType": "Fax",
"index": 1,
"number": "6152167831",
"extension": null,
"display": false,
"active": true,
"createdDate": "2019-12-10T21:35:09.563",
"modifiedDate": "2019-12-10T21:35:09.563",
"modifiedBy": "Migration",
"isDirty": false
},
{
"id": "a0448cf6-6c87-446a-96eb-b1d108e10222",
"memberId": "3b9f8df7-6543-4db9-ab1b-14e39b5ff4fb",
"phoneType": "Business",
"index": 0,
"number": "6152161048",
"extension": null,
"display": false,
"active": true,
"createdDate": "2019-12-10T21:35:09.563",
"modifiedDate": "2019-12-10T21:35:09.563",
"modifiedBy": "Migration",
"isDirty": false
},
{
"id": "a27d7f92-8b51-ea11-910c-d06726baef58",
"memberId": "3b9f8df7-6543-4db9-ab1b-14e39b5ff4fb",
"phoneType": "Home",
"index": 0,
"number": "",
"extension": null,
"display": false,
"active": true,
"createdDate": "2020-02-17T07:44:09.947",
"modifiedDate": "2020-02-17T07:44:09.947",
"modifiedBy": "Nea Update \/ Add",
"isDirty": true
},
{
"id": "a37d7f92-8b51-ea11-910c-d06726baef58",
"memberId": "3b9f8df7-6543-4db9-ab1b-14e39b5ff4fb",
"phoneType": "Mobile",
"index": 0,
"number": "",
"extension": "",
"display": false,
"active": true,
"createdDate": "2020-02-17T07:44:09.997",
"modifiedDate": "2020-02-17T07:44:09.997",
"modifiedBy": "Nea Update \/ Add",
"isDirty": true
},
{
"id": "aa2dade6-4b90-46b6-a06a-f8256f613150",
"memberId": "3b9f8df7-6543-4db9-ab1b-14e39b5ff4fb",
"phoneType": "Fax",
"index": 2,
"number": "6152167831",
"extension": null,
"display": false,
"active": true,
"createdDate": "2019-12-10T21:35:09.563",
"modifiedDate": "2019-12-10T21:35:09.563",
"modifiedBy": "Migration",
"isDirty": false
}
],
"emailAddress": {
"id": "a47d7f92-8b51-ea11-910c-d06726baef58",
"memberId": "3b9f8df7-6543-4db9-ab1b-14e39b5ff4fb",
"emailType": "Profile",
"index": 0,
"email": null,
"display": false,
"active": true,
"createdDate": "2020-02-17T07:44:10.057",
"modifiedDate": "2020-02-17T07:44:10.057",
"modifiedBy": "Nea Update \/ Add",
"isDirty": true
},
"website": "http:\/\/www.sfabridge.com"
},
"regulators": {
"state": [
{
"id": "324c1761-5bb5-4821-b8a8-6b31902cdc73",
"name": "Tennessee Department of Commerce & Insurance Securities Division",
"address1": "500 James Robertson Parkway",
"address2": "",
"city": "Nashville",
"state": "TN",
"postalCode": "37243",
"phone1": "6157412947",
"phone2": "8008639117",
"email1": "Securities.1@tn.gov",
"email2": "",
"webSite1": "http:\/\/tn.gov\/commerce\/securities\/",
"webSite2": "",
"level": "State"
}
],
"federal": [
{
"id": "a8659f1d-1ec4-4366-beb3-46c8fb478a31",
"name": "Federal Trade Commission",
"address1": "600 Pennsylvania Avenue, NW",
"address2": "",
"city": "Washington",
"state": "DC",
"postalCode": "20580",
"phone1": "8773824357",
"phone2": "2023262222",
"email1": "",
"email2": "",
"webSite1": "http:\/\/www.ftc.gov",
"webSite2": "",
"level": "Federal"
},
{
"id": "e1f172f2-e271-40a7-9ada-e0ded8d4699d",
"name": "Securities and Exchange Commission (SEC)",
"address1": "100 F Street, NE",
"address2": "",
"city": "Washington",
"state": "DC",
"postalCode": "20549",
"phone1": "2029428088",
"phone2": "8007320330",
"email1": "publicinfo@sec.gov",
"email2": "",
"webSite1": "http:\/\/www.sec.gov\/index.htm",
"webSite2": "http:\/\/www.sec.gov\/complaint.shtml",
"level": "Federal"
},
{
"id": "c985bc30-ca33-40f5-a28f-ecde421557d7",
"name": "Financial Industry Regulatory Authority (FINRA)",
"address1": "1735 K Street",
"address2": "",
"city": "Washington",
"state": "DC",
"postalCode": "20006",
"phone1": "3015906500",
"phone2": null,
"email1": "",
"email2": "",
"webSite1": "http:\/\/brokercheck.finra.org\/",
"webSite2": "",
"level": "Federal"
}
],
"national": [
{
"id": "4c6cb735-d03d-4d8e-95ed-f60a39e6f17c",
"name": "Consumer Financial Protection Bureau",
"address1": "P.O. Box 4503",
"address2": "",
"city": "Iowa City",
"state": " I",
"postalCode": " 52244",
"phone1": "8554112372",
"phone2": null,
"email1": "info@consumerfinance.gov",
"email2": "whistleblower@consumerfinance.gov ",
"webSite1": "http:\/\/www.consumerfinance.gov\/",
"webSite2": "",
"level": "National"
}
]
},
"profile": {
"id": "25cb87d4-6239-454d-b8a6-e6638d3b7f6b",
"memberId": "3b9f8df7-6543-4db9-ab1b-14e39b5ff4fb",
"formerId": 1464,
"profileType": "Individual",
"website": "http:\/\/www.sfabridge.com",
"specialty": null,
"showDates": "Both",
"showCustom": 1,
"showTestimonials": 1,
"showReviews": 1,
"showRating": 1,
"showGallery": 1,
"showMap": 1,
"showEmail": 1,
"showPhone": 1,
"showAddress": 1,
"showSocial": 1,
"visits": 2544,
"customCopy": "<h2>Description<\/h2>\n<p><strong>Larry Roby<\/strong> is the founder and President of Senior Financial Advisors. Larry strongly believes in the value of education. This belief has been the foundation of his business, as well as a factor in his move toward retirement planning. Retirement planning is complex and can be very emotional. Decisions need to be made in the areas of estate taxes, IRAs and other retirement-based investments, long-term care insurance, and the range of trust instruments available.<\/p>\n<p>Larry assists his clients in making well-informed choices that allow them to control their financial circumstances and fund them better than would otherwise be possible. When you consider the growing number of seniors in the United States, their financial futures require nothing less.<\/p>\n<p>By working as an independent agent and utilizing a variety of investment opportunities and insurance carriers, clients can feel comfortable they are getting the industry’s best from Larry and his SFA team.<\/p>\n<p>In the field of retirement planning, Larry took what started as a simple interest in helping his own family and, through advanced education and self-study, has turned that into a business that can help all people. Nothing is more important to Larry than the relationships he has made with clients and partners of SFA, and he strives to always make clients glad they decided to work with him.<\/p>\n<p>Larry founded Senior Financial Advisors with the philosophy that the needs of our clients are ALWAYS placed first. The primary focus of Senior Financial Advisors is helping seniors receive <strong><em>more<\/em><\/strong> income, <strong><em>more<\/em><\/strong> growth potential, pay less tax and leave <strong><em>more<\/em><\/strong> money to their spouses, children and grandchildren.<\/p>\n<h2>Education<\/h2>\n<p>As senior issues are constantly shifting, Larry believes it is important to keep himself educated on the changing market. He is currently finishing a critical two-year course called CASL “Certified Advisor for Senior Living.” Larry has also attained his Series 65 license which allows him to serve as an Investment Advisor Representative. He is also a:<\/p>\n<ul>\n<li>Master Registered Financial Consultant (<span style=\"text-decoration: underline;\"><a href=\"..\/\" target=\"_blank\" rel=\"noopener\">IARFC.org<\/a><\/span>)<\/li>\n<li>RICP (Retirement Income Certified Professional)<\/li>\n<li>Licensed Insurance Agent<\/li>\n<li>MCEP (Master Certified Estate Planner) (<span style=\"text-decoration: underline;\"><a href=\"..\/\" target=\"_blank\" rel=\"noopener\">NICEP.com<\/a><\/span>)<\/li>\n<li>NSSA (National Social Security Advisor)<\/li>\n<\/ul>\n<h2>Associations<\/h2>\n<p>Larry is an approved member of The National Ethics Association NEA an International Association of Registered Financial Consultants. This organization has maintained an exemplary record of business ethics and is considered an industry leader in ethical business practices. He is a nine-year member of the Million Dollar Round Table achieving \"Court of the Table\" status for eight years and \"Top of the Table\" the last three years. Senior Financial Advisors and SFA Wealth Management is also a member of the Better Business Bureau.<\/p>\n<p><em>Investment Advisory Services offered through Brookstone Capital Management, LLC an SEC registered investment advisory firm.Senior Financial Advisors, Inc. and BCM are independent entities.<\/em><\/p>\n<h2>References<\/h2>\n<p>Dewane Lewis, Penn Mutual (615)202-9004<\/p>\n<p>Ben Stewart, Ohio National Life Insurance Company (615) 202-5171<\/p>\n<p> <\/p>\n<h2>Overview<\/h2>\n<p> <\/p>",
"socialFacebook": "https:\/\/www.facebook.com\/pages\/Senior-Financial-Advisors-Inc\/163971217109886?skip_nax_wizard=true#",
"socialLinkedin": "https:\/\/www.linkedin.com\/pub\/larry-roby\/27\/ab9\/a50",
"socialTwitter": "https:\/\/twitter.com\/SeniorFinAdvsr",
"socialYouTube": "",
"socialSkype": "",
"yelpHandle": null,
"photoUrl": "\/files\/members\/1464\/profile.JPG",
"companyPhotoUrl": null,
"logoUrl": null,
"backgroundCheckExipration": "2013-12-06T00:00:00",
"regulatorCheckExipration": null,
"licenseCheckExipration": null,
"lastVist": "2019-12-19T05:32:40"
}
}
You are about to navigate away from the ethics.net website.