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    Business Ethics

    Adviser Alert: Beware Reverse Churning, a Powerful Litigation Magnet

    By: Harry J. Lew, NEA Chief Content Officer on September 12th, 2018 • Comments: 0

    Have you moved a lot of your clients from commission-generating accounts to fee-bearing advisory arrangements, also known as wrap accounts? Are you expecting a major correction to hit the markets in the coming months or years? Then it’s time to protect yourself against a surge of so-called “reverse churning” errors and omissions lawsuits.

    (Read More)

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