Consumer Services - Regulator Contact 411

Federal Trade Commission
www.ftc.gov/index.html

FINRA (Formerly NASD)
www.finra.org

Securities and Exchange Commission (SEC)
www.sec.gov/investor.html

State Securities Departments
www.nasaa.org/QuickLinks/ContactYourRegulator.cfm

State Guaranty Fund
http://www.ethics.net/Consumers/Liability-Limits.htm

State Insurance Departments - Click Here

State Agencies who license or regulate insurance agents. Click state name to visit web site.

Real Estate Commissions or Boards - Click Here

State Agencies who license or regulate real estate agents. Click state name to visit web site.

State Mortgage Information - Click Here

State Agencies who license or regulate mortgage professionals. Click state name to visit web site.